GIA Compliance Expert / Auditor (Monitoring, Surveillance & Testing)

Job description

We’re looking for a GIA Compliance Expert / Auditor (Monitoring, Surveillance & Testing) to:

• identify and evaluate the design and operating effectiveness of controls in the AML, Sanctions or Market Conduct space
• highlight where controls are functioning well or where UBS needs to act to better manage current and emerging risks, and escalate any significant concerns appropriately
• meet our internal standards for the quality, execution and documentation of work, taking account of legal entity coverage expectations, where required
• where relevant, develop issues and audit reports according to our internal reporting and issue disposition standards that are fully supported by the work done and require minimal feedback from reviewers.
• successfully collaborate with peers in and across audit teams
• build and maintain constructive relationships with colleagues and relevant stakeholders at all levels including senior management