Manager, Trading Monitor

Job description

Primary Purpose Manages compliance strategies and operational plans, driving risk mitigation, audit readiness, and integration of technical standards into departmental processes and reporting frameworks.

Duties and Responsibilities

Manages the lifecycle of regulatory filings, ensuring technical accuracy, timely submission, and strategic positioning in alignment with national, regional, and local compliance mandates. Develops risk mitigation strategies aligned with compliance obligations, technical performance, and operational reliability. Ensures adherence to governance protocols to support accurate reporting, audit trails, and decision-making in compliance processes.

Advises leadership on compliance risks and operational impacts. Oversee trade monitoring, surveillance, and compliance for gas and power trading activities. Develop, implement, and maintain trade surveillance programs for physical and financial gas and power markets by monitoring trading. Ensures effective controls, processes, and monitoring capabilities that support regulatory compliance, risk mitigation, audit readiness, and reporting.

Maintains adherence to market regulations, technical standards, and company policies while promoting ethical trading practices. Partners with Risk Management, Finance, Legal, and Internal Audit to identify and mitigate compliance risks. Performs other duties as assigned.

Qualifications

Qualifications

Education Required: Typically requires a 4 year degree in a relevant field, or equivalent combination of relevant education and experience.

Experience

Required: Typically requires 8 years of related experience. Knowledge, Skills and Abilities Ability to evaluate technical implications of business decisions. Ability to influence stakeholders without direct authority. Ability to integrate standards considerations into operational planning. In-depth knowledge of technical rules and standards supporting multiple programs. Knowledge of performance metrics and quality indicators.

Skill in allocating technical expertise to high-risk issues. Skill in managing technical risk related to standards compliance.