Audit & Controls Analyst

Job description

You will support the execution of the control testing plan by conducting accurate tests of controls. Control Testing Analysts evaluate the design and operational effectiveness of controls, document findings, and recommend corrective actions. Reporting to the Head of Business Control Testing.

What you'll do

Control Testing Execution: Perform control testing activities, including walkthroughs, sampling, and root cause analysis. Evaluate control design and operational effectiveness against defined criteria.

Documentation

document testing procedures and findings following internal standards.

Issue Identification

Identify control deficiencies and provide detailed assessments of the impact and root cause. Report findings to the Control Testing Co-ordinator and contribute to remediation planning.

Collaboration

Partner with teams to gather evidence and clarify control processes. Work with the Analytics Team to integrate relevant data insights into control testing and seek opportunities for continuous assurance.

Continuous Improvement

Help improve control testing methodologies and frameworks.

Qualifications

What you'll bring

3+ years of experience in Control Testing, Internal Audit, Risk, Compliance, or Internal Controls Bachelor's degree in Finance, Accounting, Business or Risk Management Experience with control testing frameworks and assessing control design and effectiveness Manage multiple testing activities and deliver high-quality outputs Understanding of regulatory requirements and their impact on control environments Experience with FCA requirements and ensuring good customer outcomes Experience identifying control deficiencies, conducting root cause analysis, and supporting remediation Strong stakeholder management and communication skills