Compliance Monitoring Officer

Job description

To enable the execution of Compliance Monitoring plans, processes and activities across dedicated areas of a Business Unit, in-line with the Group Monitoring Framework and standards to ensure the effective identification and reporting of Compliance risks and cases of non-compliance, to avoid operational losses, fines, penalties or reputational damage to the organisation and enable competitive advantage for the organisation.

Qualifications

Type of Qualification

First Degree Field of Study: Business Commerce, Risk Management Required: CIA Experience Required 5-7 years The role requires a specialist in Compliance Advisory and Monitoring with a sound knowledge of the relevant regulatory requirements and upcoming developments applicable to a specific business area as well as a solid understanding of banking policies, products and activities. Ability to take the understanding of business needs and operations and to translate it into Compliance risk management solutions.

Behavioural Competencies

Adopting Practical Approaches Articulating Information Challenging Ideas Checking Things Examining Information Exploring Possibilities Interacting with People Interpreting Data Meeting Timescales Producing Output Providing Insights Team Working Technical Competencies: Evaluation of Internal Controls Promote Good Governance, Risk & Control Data Integrity Knowledge Classification Research & Information Gathering