Consultant Expert - Trade Surveillance

Job description

• Undertake Trade surveillance of SG’s derivative & other business units using the firm’s monitoring tools as directed by procedures, management and team protocols.· Compile and issue relevant regulatory reporting obligations where required.· With the London team and management, proactively manage the associated risks with the extended team coverage in Casablanca.· Support the collation and development of Management Information.
• Lead the implementation and enhancement of surveillance approaches / innovations and/or strategic solutions to meet requirements.
• Maintain and monitor a database of remedial actions/recommendations arising from trade surveillance, to ensure timely and satisfactory resolution of issues identified.· Participate and evolve the review of surveillance controls through engagement with Compliance and BU colleagues.· Proactive and +timely escalation of issues to management· Active participation at relevant industry and trade association seminars, feeding back relevant information internally.· Identify, analyse, communicate and implement solutions to surveillance activities as a result of changes to regulation and/or market/company events.