Manager

Job description

Join us to build a leading financial company in Asia! Job Family 證券交易服務/Retail Securities Dealing

Job Description

Responsibilities To execute futures and options, forex, securities and related orders for all clients To provide fundamental and technical analyses to clients To provide trade support services to customers including market information and performance, monitor and advice on client margin calls and facilities, trading limits, solving of out-trades. To ensure work and duties are carried out professionally, and comply with all rules and regulations of local /overseas regulators and exchanges To assist back-office departments in trade-related work, ensure institutional customers’ trade confirmations are promptly emailed to the customers.

Copies of such confirmations are to be given to the Operations team (settlement) To solicit and provide feedback on any customers’ unusual trading patterns (e.g sudden over-speculative behaviors), patterns of movement of funds, to HODs and Compliance department. To monitor activities (asides from trading within limits and margin sufficiency) that could be related to money laundering and terrorism financing. Must have a good understanding of the factors which contribute to arouse suspicion in such activities.

To check and monitor customer’s equity and position limits to ensure no over-trading To escalate immediately on occurrence of error, to ensure a detailed account of error report is made promptly Education – Degree / Field of Study Work Shift