Compliance and Ops Risk Test Sr Specialist

Job description

You are accountable for executing and managing testing activities within a risk and control environment, assessing the control environment to identify gaps and validate control design and implementation, and partnering with cross-functional teams to align testing efforts and communicate outcomes. You drive continuous improvement by enhancing testing methods to improve the efficiency and effectiveness of risk management.

Job Responsibilities

You will execute testing processes with precision and accountability, completing activities accurately and on time. You will assess the control environment to identify gaps, verify controls are properly designed and implemented, and determine control effectiveness. You will apply analytical thinking to organize, compare, and evaluate information to identify key or underlying issues. You will collaborate with cross-functional teams and stakeholders to align testing efforts and ensure clear communication of testing outcomes.

You will propose and implement improvements to testing methods to increase the efficiency and effectiveness of risk management processes. Required Qualifications, Capabilities and Skills. 2+ years of experience or equivalent expertise executing and managing testing processes within a risk and control environment. Demonstrated ability to assess control environments, identify gaps, and drive remediation efforts to mitigate risk.

Strong analytical thinking skills, including organizing, comparing, and evaluating information to identify key insights. Experience proposing and implementing improvements to testing methods to increase process efficiency and effectiveness. Proven ability to collaborate effectively with cross-functional teams and stakeholders, aligning testing efforts and communicating outcomes. Preferred Qualifications, Capabilities and Skills.

Experience with Know Your Customer (KYC), Anti-Money Laundering (AML), OFAC, and Sanctions. Auditing experience and solid understanding of internal controls.