Specialist, Business Compliance, Corporate Banking (Unfilled)

Job description

Principal Responsibilities

Provide full-process and comprehensive legal and compliance support IBG/GTS to well manage legal and compliance risks. Provide professional and insightful legal and compliance advice for IBG/GTS new product, exotic transactions, specific topics/projects and new regulatory requirement implementation. Exercise vigilant risk assessment/identification & prevention, give early warning to risky areas/issues and take timely and sufficient action to escalate and rectify.

Review important internal procedures and promptly propose suggestions for formulation or revision. Organize the implementation of relevant compliance reviews/testing/monitoring, coordinate regulatory inspections & evaluations, as well as report and handle compliance incidents. Keep a close dialogue with various regulators, building a trust relationship with regulators. Participate in internal and external regulatory meetings, report new compliance requirements and regulatory issues if any, and prepare relevant compliance reports.

Help to foster a sound compliance culture, conduct compliance training, provide compliance consulting to employees, and promote adherence to behavioral compliance standards by all employees. Complete other legal and compliance-related tasks as required. Education and Relevant Experience Bachelor's degree or above, preferably with a legal background and admission to the PRC bar. Have 2-3 years banking or law firm experience, preferably in corporate banking area.

Basic knowledge on laws and regulations in the China banking industry. Problem solving skills Good interpersonal and communication skills Innovation and stress management Fluent in English (orally and in writing) Proficiency in AI tools and problem-solving with AI is preferred Location: PRC - Shanghai Job: Compliance Schedule: Regular Employee Status: Full time