Head of Compliance M/F

Job description

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Responsibilities

Knowledge of Regulatory Compliance framework e.g. Code of Practice for Funds Services Business and Collective Investment. Funds regulation. Ability and willingness to accept accountability, demonstrate initiative, work with limited direct supervision and support. Effective cross-unit cooperation, information sharing, etc. Creative/strategic/analytical thinker able to demonstrate sound analysis and judgment and provide sound, clear and practical advice to business.

Strong verbal and written skills; ability to generate concise reports. Sound working knowledge of applicable internal policies and procedures. Sound working knowledge of applicable laws and regulations, particularly including those associated with trust company business and fund services business. Accountable for deliverables and continuous improvement. Professional demeanor. Strong interpersonal and communication skills.

Partnership mentality with other functions. Strong time management and organizational skills / ability to meet deadlines and work under pressure, flexible, team player. Proactive approach and ability to work on own initiative. Ability to conduct duties expediently, aptitude for accuracy, attention to detail, and hands-on approach.

Qualifications

Bachelor Degree / BSc Degree or equivalent