Compliance Officer, GC - Compliance Monitoring MY

Job description

Assist to track changes in the internal and external environment and revise the monitoring and testing program to suit these changes. Assist to provide the compliance team with guidance during risk assessment processes and state of compliance reporting. Assist to identify and propose changes to enhance the current compliance processes and controls. Assist to prepare reports or presentations for senior management in relation to Compliance Monitoring related matters.

Proactively engage with relevant colleagues within the CIMB Group to understand and adopt industry best practices in executing compliance reviews business units. Maintain an understanding of business operations and regulatory guidance and expectations. Work collaboratively across groups and with other risk management teams. Assist to analyse data arising from Audit and Compliance Reviews to identify hot spots Support the Head of Department and stakeholders to achieve CIMB Group’s overall business and strategic objectives.

Champion the collaboration and facilitate with other business units across the region by sharing best practices and business opportunities. Be a role model and drive activities to encourage and build desired organisational culture, values and reputation in the Group with all staff, customers and regulatory/official bodies. Drive data analytics solutions for detection and management of Compliance gaps. Perform data modelling responsibilities such as data preparation, data extraction, develop and execute models for compliance review testing purposes.

Any other responsibilities/task as assigned by management from time to time.