[Skip to main content](#main-content) [ OpenNash ](https://opennash.com/) / [Jobs](https://jobs.opennash.com/) [ 01 Search jobs](https://jobs.opennash.com/search/)[ 02 Companies](https://jobs.opennash.com/explore/)[ 03 Hiring report](https://jobs.opennash.com/reports/hiring/)[ 04 AI assistants](https://jobs.opennash.com/connect/)[ 05 How it works](https://jobs.opennash.com/methodology/) UBS · United States # Business Aligned Compliance Officer Investment Bank, Canada United States Finance & Accounting Listed on UBS’s official careers site. Listed as of November 10, 2026. Check that it is still open and apply there. [Apply on UBS’s careers site →](https://jobs.ubs.com/TGnewUI/Search/home/HomeWithPreLoad?partnerid=25008&siteid=5012&PageType=JobDetails&jobid=351319) [OpenNash Jobs](https://jobs.opennash.com/) / [UBS](https://jobs.opennash.com/companies/ubs/) / Business Aligned Compliance Officer Investment Bank, Canada ## Job description Are you interested in developing and driving solutions that advance UBS’s strategic objectives? Do you execute with excellence? Are you entrepreneurial, proactive, and forward looking? As a Business Aligned Compliance officer, you will support the Compliance function for UBS Securities Canada Inc. and perform the following: - partner with legal counsel to ensure that policies, guidelines, standards and Compliance monitoring and testing procedures and business procedures are consistent with local regulatory requirements and interpretations of laws, regulations, rules or any other related industry regulatory standards or guidelines - liaise with senior management as well as functional leaders in compliance, legal, risk, and IT to provide subject-matter expertise on existing, new, or updated laws, rules, and regulations as well as effective challenge, guidance, and advice - participate in relevant Committees as well as various other global, regional, and cross-product committees - draft and publish policies and procedures and maintain a local compliance training program - conduct daily and periodic trading activities review, including exception monitoring and trade surveillance alerts - identify, investigate and escalate potential regulatory breaches and/or issues Assist with regulatory compliance exams and interacting with provincial and federal regulators, including regulatory filings as applicable. - provide strategic direction and oversight to the IB / stakeholders in relation to IB CORC deliverables and initiatives (taking into account applicable: (i) legislation, (ii) rules and guidance, (iii) industry best practice). ## At a glance - Posted by the employer: Not stated - First seen by OpenNash: Nov 10, 2026 - Last checked: Nov 10, 2026 - Listed for: Under a day - Location: United States[Apply on UBS’s careers site →](https://jobs.ubs.com/TGnewUI/Search/home/HomeWithPreLoad?partnerid=25008&siteid=5012&PageType=JobDetails&jobid=351319) ## Hiring at UBS - Open jobs: 893 - New in the last 7 days: After two weekly collections - Tracked since: Oct 13, 2026 [All UBS jobs](https://jobs.opennash.com/companies/ubs/) · [Weekly hiring report](/reports/hiring/) ## More jobs at UBS ### [CIO Credit Strategist](https://jobs.opennash.com/companies/ubs/jobs/825b05bc33f552b2ab9f/) United States ### [Cash Manager/in Kleinbasel, 60%](https://jobs.opennash.com/companies/ubs/jobs/1c2305b26ac981be00de/) United States ### [Client Account Manager - Global Financial Intermediaries](https://jobs.opennash.com/companies/ubs/jobs/da5f8cfe1512d4b2fdc9/) United States ### [Client Advisor Affluent Basel Marktplatz, 80 - 100%](https://jobs.opennash.com/companies/ubs/jobs/d7e4b3890d73344f7023/) United States ## Similar jobs at other companies ### [Senior Executive Recruiter, Client Aligned](https://jobs.opennash.com/companies/microsoft/jobs/3da6df947c7e7fe267aa/) Microsoft · United States, Washington, Redmond, California, Mountain View, Texas, Las Colinas, Massachusetts, Boston, Los Angeles, New York ### [Technology Risk and Controls Lead - Business Aligned Specialized Solutions](https://jobs.opennash.com/companies/jpmorganchase/jobs/c45a9d4fe7b93fa00fdb/) JPMorganChase · OH, United States ### [Executive Director, HR Business Advisor - Global Investment Banking (Client Aligned)](https://jobs.opennash.com/companies/jpmorganchase/jobs/c60e0b61ce4d0a632881/) JPMorganChase · New York, NY, United States ### [M-Code ASIC Sustainment Program Manager, Mission Aligned GPS Systems (Hybrid)](https://jobs.opennash.com/companies/rtx/jobs/48d3971b18738debca55/) RTX ### [(USA) Manager, Specialty Compliance and Ethics - Health & Wellness Compliance](https://jobs.opennash.com/companies/walmart/jobs/de19f228f949b2dc43b8/) Walmart · United States OpenNash lists jobs from employers’ own careers sites and does not handle applications. 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