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UBS · United States

# GIA Compliance Expert / Auditor (Monitoring, Surveillance & Testing)

United States Finance & Accounting 

Listed on UBS’s official careers site. Listed as of November 3, 2026. Check that it is still open and apply there.
[Apply on UBS’s careers site →](https://jobs.ubs.com/TGnewUI/Search/home/HomeWithPreLoad?partnerid=25008&siteid=5012&PageType=JobDetails&jobid=346635)

[OpenNash Jobs](https://jobs.opennash.com/) / [UBS](https://jobs.opennash.com/companies/ubs/) / GIA Compliance Expert / Auditor (Monitoring, Surveillance & Testing)

## Job description

We’re looking for a GIA Compliance Expert / Auditor (Monitoring, Surveillance & Testing) to:
- identify and evaluate the design and operating effectiveness of controls in the AML, Sanctions or Market Conduct space
- highlight where controls are functioning well or where UBS needs to act to better manage current and emerging risks, and escalate any significant concerns appropriately
- meet our internal standards for the quality, execution and documentation of work, taking account of legal entity coverage expectations, where required
- where relevant, develop issues and audit reports according to our internal reporting and issue disposition standards that are fully supported by the work done and require minimal feedback from reviewers.
- successfully collaborate with peers in and across audit teams
- build and maintain constructive relationships with colleagues and relevant stakeholders at all levels including senior management

## At a glance
- Posted by the employer: Not stated
- First seen by OpenNash: Nov 3, 2026
- Last checked: Nov 3, 2026
- Listed for: Under a day
- Location: United States[Apply on UBS’s careers site →](https://jobs.ubs.com/TGnewUI/Search/home/HomeWithPreLoad?partnerid=25008&siteid=5012&PageType=JobDetails&jobid=346635)

## Hiring at UBS
- Open jobs: 816
- New in the last 7 days: After two weekly collections
- Tracked since: Oct 13, 2026

[All UBS jobs](https://jobs.opennash.com/companies/ubs/) · [Weekly hiring report](/reports/hiring/)

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