[Skip to main content](#main-content) [ OpenNash ](https://opennash.com/) / [Jobs](https://jobs.opennash.com/) [ 01 Search jobs](https://jobs.opennash.com/search/)[ 02 Companies](https://jobs.opennash.com/explore/)[ 03 Hiring report](https://jobs.opennash.com/reports/hiring/)[ 04 AI assistants](https://jobs.opennash.com/connect/)[ 05 How it works](https://jobs.opennash.com/methodology/) Sumitomo Mitsui Financial · Charlotte, NC # Model Risk Audit Associate Charlotte, NC, US Finance & Accounting Listed on Sumitomo Mitsui Financial’s official careers site. Listed as of November 10, 2026. Check that it is still open and apply there. [Apply on Sumitomo Mitsui Financial’s careers site →](https://careers.smbcgroup.com/smbc/job/Charlotte-Model-Risk-Audit-Associate-NC-28202/1447312700/) [OpenNash Jobs](https://jobs.opennash.com/) / [Sumitomo Mitsui Financial](https://jobs.opennash.com/companies/sumitomo-mitsui-financial/) / Model Risk Audit Associate ## Job description SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG’s shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization’s extensive global network. The Group’s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd. Role Description Conduct regular 3LOD audits of a business unit or functional area to evaluate the effectiveness and sustainability of internal controls relating to business risks. Create audit reports for review with senior audit management and business leadership. Facilitate audit issue tracking to ensure timely remediation. ### Responsibilities Support regular Third Line of Defense (3LOD) audits of covered business units and functional areas in accordance with IAD audit methodology, evaluating the completeness, sustainability, and effectiveness of internal controls related to models and model risk management. Participate in model audits from inception through completion, including planning, risk assessment, testing, issue identification, workpaper preparation and review, and audit reporting. Effectively communicate with business stakeholders and senior audit management, clearly articulating audit strategy and scope, testing results, identified control gaps, and recommended corrective actions. Draft high-quality, clear, and well-supported audit reports for review by senior audit management and subsequent issuance to relevant business stakeholders. Facilitate audit issue tracking and remediation monitoring to promote timely and sustainable resolution of identified issues and support business stakeholders through the issue-closure process. Perform or support the independent validation of remediation and closure of issues identified by Internal Audit and regulators, including assessing whether corrective actions adequately address the underlying control deficiencies. Participate in quarterly and annual continuous monitoring and risk assessment activities to identify emerging risks, business and regulatory developments, control environment changes, and shifts in the business risk profile. Develop, promote, and maintain strong and collaborative working relationships with audit stakeholders, while preserving Internal Audit independence and appropriate professional skepticism. Provide input, as appropriate, regarding business or functional-area self-assessments of key risks and controls. As needed, support the execution of IAD’s broader audit plan and assurance responsibilities, including participation in ad hoc reviews, special projects, and investigations. ### Qualifications and Skills Minimum of two years of relevant experience in the banking, financial services, or consulting industry, preferably in Second Line of Defense (2LOD) and/or Third Line of Defense (3LOD) roles involving model risk management, model validation, or model audit. Working knowledge of banking and capital markets products, including an understanding of the associated risks and the use of models within financial institutions. Understanding of applicable regulatory requirements and supervisory guidance governing model risk management, including SR 26-2, as applicable. Understanding of internal audit methodologies and techniques, internal control frameworks, and audit workpaper and documentation standards. Excellent written and verbal communication, presentation, and interpersonal skills, with the ability to communicate technical and audit matters clearly and effectively with stakeholders at various levels of the organization. Advanced degree (master’s or Ph.D.) in Finance, Mathematics, Statistics, Economics, Engineering, Computer Science, or another quantitative discipline. SMBC’s employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process. Hybrid work may not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the entire workweek is required. SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at accommodations@smbcgroup.com. ## At a glance - Posted by the employer: Not stated - First seen by OpenNash: Nov 10, 2026 - Last checked: Nov 10, 2026 - Listed for: Under a day - Location: Charlotte, NC, US[Apply on Sumitomo Mitsui Financial’s careers site →](https://careers.smbcgroup.com/smbc/job/Charlotte-Model-Risk-Audit-Associate-NC-28202/1447312700/) ## Hiring at Sumitomo Mitsui Financial - Open jobs: 195 - New in the last 7 days: After two weekly collections - Tracked since: Oct 13, 2026 [All Sumitomo Mitsui Financial jobs](https://jobs.opennash.com/companies/sumitomo-mitsui-financial/) · [Weekly hiring report](/reports/hiring/) ## More jobs at Sumitomo Mitsui Financial ### [Legal Entity Controllers Associate](https://jobs.opennash.com/companies/sumitomo-mitsui-financial/jobs/69e1aec090de59587b7d/) Charlotte, NC, US ### [Model Risk Audit Manager](https://jobs.opennash.com/companies/sumitomo-mitsui-financial/jobs/340cc282485a2fda2d1a/) Charlotte, NC, US ### [Risk Audit Associate](https://jobs.opennash.com/companies/sumitomo-mitsui-financial/jobs/d690e4c5493b777a57e3/) Charlotte, NC, US ### [Associate, RPA Developer](https://jobs.opennash.com/companies/sumitomo-mitsui-financial/jobs/da859ac8ba36d6a9d781/) Charlotte, NC, US ## Similar jobs at other companies ### [Audit Manager I (US) – Model Risk Audit](https://jobs.opennash.com/companies/td-bank-group/jobs/9f27f886f4ca62ea4aea/) TD Bank Group · New York ### [Audit Manager II (US) - Model Risk Audit](https://jobs.opennash.com/companies/td-bank-group/jobs/d7b6460e4fd87d663032/) TD Bank Group · New York ### [Senior Vice President, Audit Leader, Core Technology, Data & Model Audit](https://jobs.opennash.com/companies/bank-of-ny-mellon/jobs/1430b62b00aaaec6884c/) Bank of New York Mellon · New York, NY, United States ### [Model Risk Audit, AVP](https://jobs.opennash.com/companies/state-street/jobs/2324c094f40eed272b53/) State Street · Boston, Massachusetts ### [Audit Manager, Model Risk](https://jobs.opennash.com/companies/canadian-imperial-bank/jobs/c41fb1501f2467ad51af/) Canadian Imperial Bank · New York, NY +1 more [Jobs in Charlotte, NC](/locations/us/nc/charlotte/)[Jobs in North Carolina](/locations/us-nc/)[Finance & Accounting jobs](/functions/finance-accounting/) OpenNash lists jobs from employers’ own careers sites and does not handle applications. Dates come from the employer where stated; “first seen” and “last checked” are our own observations. [ OpenNash ](https://opennash.com/) AI-native services firm that builds custom software and 24/7 AI agents. OpenNash Jobs is an OpenNash Applied AI project. [Book time with OpenNash](https://calendly.com/opennash/new-meeting?hide_gdpr_banner=1) Jobs - [Search jobs](https://jobs.opennash.com/search/) - [Companies](https://jobs.opennash.com/explore/) - [Hiring report](https://jobs.opennash.com/reports/hiring/) - [AI assistants](https://jobs.opennash.com/connect/) - [How it works](https://jobs.opennash.com/methodology/) OpenNash - [opennash.com](https://opennash.com/) - [Services](https://opennash.com/ai-agent-consulting/) - [OpenNash CX](https://opennash.com/cx/) - [AI Tools](https://opennash.com/ai-tools/) - [Blog](https://opennash.com/blog/) - [About](https://opennash.com/about/) Contact - [hello@opennash.com](mailto:hello@opennash.com) - [LinkedIn](https://www.linkedin.com/company/opennash) - [Support](https://jobs.opennash.com/support/) - [Privacy](https://jobs.opennash.com/privacy/) - [Terms](https://jobs.opennash.com/terms/) © 2026 OpenNash, Inc. Company names and public job postings belong to their respective owners. Employers control source availability and application decisions.