[Skip to main content](#main-content) [ OpenNash ](https://opennash.com/) / [Jobs](https://jobs.opennash.com/) [ 01 Search jobs](https://jobs.opennash.com/search/)[ 02 Companies](https://jobs.opennash.com/explore/)[ 03 Hiring report](https://jobs.opennash.com/reports/hiring/)[ 04 AI assistants](https://jobs.opennash.com/connect/)[ 05 How it works](https://jobs.opennash.com/methodology/) Société Générale · New York, United States # Control Room - Compliance Officer New York, United States Contract or temporary Legal & Compliance Listed on Société Générale’s official careers site. Posted November 3, 2026. Check that it is still open and apply there. [Apply on Société Générale’s careers site →](https://careers.societegenerale.com/en/job-offers/control-room-compliance-officer-26000LRL-en) [OpenNash Jobs](https://jobs.opennash.com/) / [Société Générale](https://jobs.opennash.com/companies/societe-generale/) / Control Room - Compliance Officer ## Job description The AMER Control Room is a crossline of the business Compliance function that is primarily responsible for providing advice and guidance with respect to policies and procedures reasonably designed to prevent the misuse of Material Non-Public Information (generally known as "MNPI"), and Global Banking and Advisory conflicts of interest. Responsibilities include, but are not limited to: Provide Firm compliance guidance on issues with respect to information barriers, investment research and investment banking conflicts of interest typical of a global investment bank. Conduct training on the Firm’s policies and procedures relating to information barriers. Monitor securities law and related rules and regulation in this area. Conduct day-to-day review and clearance of Firm and affiliate research publications, ensuring compliance with applicable research regulations (e.g., FINRA Rules 2241 and 2242, SEC Rules 137, 138, 139, and Regulation M) and proactively identifying and addressing potential conflicts of interest. Coordinate as necessary with management, Supervisory Analysts, Compliance, and Legal teams. Conduct review of Investment Banking transactions for potential conflicts of interest and maintain the Conflicts monitoring system. Liaise where necessary with the business, Compliance and Legal. Maintain and update the Firm’s Watch and Restricted Lists. Coordinate and record Wall Crossings. Conduct firm position monitoring and respective regulatory filings pursuant to Section 13D, 13G and 16 of the Securities Act. Liaise with the Surveillance team regarding potential issues with respect to Watch and Restricted List trading activities. Effectively partner Investment Banking Compliance Coverage in executing the Investment Banking Compliance program, including compliance risk assessments and reporting. Chaperone interactions between the Investment Banking and the Research. Assist in the development of the Control Rom Compliance program including, policy and technology developments. Effectively partner, and work closely with other Compliance teams, including Bank Regulatory; Regulatory Change and Policy; Licensing and Registration; Personal Account Dealing, including Outside Business Activities and Personal Investments; and Surveillance. Liaise with Europe and Asia Control Rooms to ensure global consistency where necessary and/or desirable. Assist in the conduct of internal and regulatory inquiries and investigations, as necessary. Coordinate Compliance issue management, escalation, and reporting. ## At a glance - Posted by the employer: Nov 3, 2026 - First seen by OpenNash: Nov 9, 2026 - Last checked: Nov 9, 2026 - Listed for: 6 days - Location: New York, United States - Employment type: Contract or temporary[Apply on Société Générale’s careers site →](https://careers.societegenerale.com/en/job-offers/control-room-compliance-officer-26000LRL-en) ## Hiring at Société Générale - Open jobs: 1,021 - New in the last 7 days: 162 - Tracked since: Jul 20, 2026 [All Société Générale jobs](https://jobs.opennash.com/companies/societe-generale/) · [Weekly hiring report](/reports/hiring/) ## More jobs at Société Générale ### [Bernstein - Counsel](https://jobs.opennash.com/companies/societe-generale/jobs/0916d446c8f8e9f6439b/) New York, United States ### [Compliance Advisory Officer - Insurance Solutions](https://jobs.opennash.com/companies/societe-generale/jobs/e415fa212d69922ff44e/) New York, United States ### [Compliance Officer – Swap Dealer Compliance Advisory](https://jobs.opennash.com/companies/societe-generale/jobs/65f238900c5239649a6f/) New York, United States ### [Digital Assets Compliance Advisor](https://jobs.opennash.com/companies/societe-generale/jobs/45a28ecf843722da32e1/) New York, United States ### [Equity and Equity Derivatives (“EQD”) Compliance Advisor](https://jobs.opennash.com/companies/societe-generale/jobs/1b7e9db496ee35c6b8b8/) New York, United States ## Similar jobs at other companies ### [Compliance Officer, Control Room](https://jobs.opennash.com/companies/jefferies-financial/jobs/bc3c5d639852bc36698f/) Jefferies Financial · New York, NY, United States ### [Senior Compliance Officer (control room)](https://jobs.opennash.com/companies/bmo/jobs/f5103004e8b577704cd5/) BMO · Chicago, IL, USA ### [Compliance – Salt Lake City - Associate, Control Room – 9793007](https://jobs.opennash.com/companies/goldman-sachs-group/jobs/8ff947493faf5140a9c8/) Goldman Sachs Group · Salt Lake City, United States ### [Manufacturing Tool Room](https://jobs.opennash.com/companies/fastenal/jobs/9012c9af513d2d60e8ce/) Fastenal · Wallingford, CT ### [Material Expediter - Tool Room](https://jobs.opennash.com/companies/lockheed-martin/jobs/87b84bb0e9c9a99cbfad/) Lockheed Martin · Crestview, FL [Legal & Compliance jobs](/functions/legal-compliance/) OpenNash lists jobs from employers’ own careers sites and does not handle applications. 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