[Skip to main content](#main-content) [OpenNash Jobs](https://jobs.opennash.com/) [Hiring report](/reports/hiring/) · [All Jefferies Financial jobs](https://jobs.opennash.com/companies/jefferies-financial/) · [Search jobs](/search/) Jefferies Financial · New York, NY # AVP, Fixed Income Compliance Officer New York, NY, United States $120,000-$140,000 Legal & Compliance Listed on Jefferies Financial ’s official careers site. Posted August 12, 2026. Check that it is still open and apply there. [Apply on Jefferies Financial ’s careers site →](https://hdid.fa.us2.oraclecloud.com/hcmUI/CandidateExperience/en/sites/CX_1/job/4613) [OpenNash Jobs](https://jobs.opennash.com/) / [Jefferies Financial ](https://jobs.opennash.com/companies/jefferies-financial/) / AVP, Fixed Income Compliance Officer ## Job description ### AVP, Fixed Income Compliance Officer Location New York, NY This position is well-suited for a candidate with strong analytical and technical skills who is interested in developing fixed income compliance expertise. The successful candidate will assist with compliance reporting, metrics, dashboards, monitoring, data analysis, and process improvements, while supporting the broader team on regulatory and advisory matters. ### Key Responsibilities Support the Fixed Income Compliance Advisory team through data analysis, reporting, and preparation of compliance metrics related to Fixed Income Sales & Trading activity. Develop, maintain, and enhance recurring reports, dashboards, trackers, and management information used to monitor compliance risks, regulatory obligations, and control processes. Assist with compiling and analyzing data related to U.S. Rates, Credit products, primary dealer activities, Treasury auctions, certifications, disclosures, and other fixed income regulatory requirements. Help identify trends, exceptions, and potential issues through review of trade, surveillance, monitoring, and control data. Partner with Compliance, Technology, Operations, Risk, and other control functions to improve reporting processes, data quality, workflow efficiency, and control documentation. Support the preparation of materials for internal meetings, governance forums, regulatory inquiries, audits, and management updates. Assist with compliance monitoring and testing activities, including data gathering, sample selection, documentation, and issue tracking. Maintain internal trackers for regulatory obligations, remediation items, compliance reviews, policies, procedures, and training initiatives. Support the development and maintenance of desk guidance, procedures, training materials, and other compliance documentation. Participate in special projects focused on automation, reporting enhancements, dashboard creation, process improvement, and cross-product Fixed Income compliance support. ### Qualifications Bachelor’s degree required. 5+ years of compliance, legal, regulatory, audit, risk, or related financial services experience. Exposure to fixed income products, sales and trading, or broker-dealer activities preferred. Working knowledge of U.S. securities and broker-dealer regulations, including FINRA and SEC rules; familiarity with CFTC, Federal Reserve, Treasury, or other fixed income-related requirements a plus. Strong analytical, communication, and organizational skills, with sound judgment and attention to detail. Ability to work collaboratively with business, Compliance, Legal, Operations, Technology, and other control partners. Proficiency in Microsoft Excel, Word, and PowerPoint; Bloomberg experience preferred. ### Primary Location New York, NY Full Time Salary Range of $120,000-$140,000. #LI-MB1 ## At a glance - Posted by the employer: Aug 12, 2026 - First seen by OpenNash: Oct 12, 2026 - Last checked: Oct 19, 2026 - Listed for: 68 days - Location: New York, NY, United States - Pay: $120,000-$140,000[Apply on Jefferies Financial ’s careers site →](https://hdid.fa.us2.oraclecloud.com/hcmUI/CandidateExperience/en/sites/CX_1/job/4613) ## More jobs at Jefferies Financial ### [AVP, Liquidity Risk Management](https://jobs.opennash.com/companies/jefferies-financial/jobs/619e5eb164c5de01346e/) New York, NY, United States ### [AVP, Product Manager (Equities Technology - Middle Office)](https://jobs.opennash.com/companies/jefferies-financial/jobs/fb23c30cc5066890b8df/) New York, NY, United States ### [Accounting Vice President](https://jobs.opennash.com/companies/jefferies-financial/jobs/3306953b8959eb4cce46/) New York, NY, United States ### [Analyst - Jefferies Equities Data & Intelligence (JEDI)](https://jobs.opennash.com/companies/jefferies-financial/jobs/60b69997f1896f7042cb/) New York, NY, United States ### [Analyst/Associate – Equity Derivatives Quant/Trader](https://jobs.opennash.com/companies/jefferies-financial/jobs/3eaa18475b4bd5cebc0f/) New York, NY, United States ## Similar jobs at other companies ### [US Fixed Income & Multi-Asset Manager Research, VP](https://jobs.opennash.com/companies/jpmorganchase/jobs/4ec1b93a40611cc48fdf/) JPMorganChase · New York, NY, United States ### [Senior Director, Fixed Income Strategy & Advisor Enablement](https://jobs.opennash.com/companies/bank-of-ny-mellon/jobs/b5a9c582ce3689c8de64/) Bank of New York Mellon · New York, NY, United States ### [Director of Fixed Income Strategy: Onsite](https://jobs.opennash.com/companies/huntington-bank/jobs/1e9f37691def34b9169a/) Huntington Bank · Cleveland, OH Cincinnati, OH Columbus, OH Charlotte, NC ### [Managing Director, Fixed Income Securitized Sales](https://jobs.opennash.com/companies/huntington-bank/jobs/5995668cc10ec01c2b2d/) Huntington Bank · Atlanta, GA Farmers, TX Dallas, TX Memphis, TN Charlotte, NC ### [VP Compliance - Trade Surveillance, Fixed Income](https://jobs.opennash.com/companies/td-bank-group/jobs/2d821dd10b3fae108d8b/) TD Bank Group · New York OpenNash lists jobs from employers’ own careers sites and does not handle applications. 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