[Skip to main content](#main-content) [OpenNash Jobs](https://jobs.opennash.com/) [Hiring report](/reports/hiring/) · [All First Citizens Bank (NC) jobs](https://jobs.opennash.com/companies/first-citizens-bank-nc/) · [Search jobs](/search/) First Citizens Bank (NC) · Raleigh, North Carolina # Compliance Officer - Electronic Communications Surveillance (Remote) Raleigh, North Carolina Remote Full-time Legal & Compliance Listed on First Citizens Bank (NC)’s official careers site. Posted October 30, 2026. Check that it is still open and apply there. [Apply on First Citizens Bank (NC)’s careers site →](https://external-firstcitizens.icims.com/jobs/36308/login) [OpenNash Jobs](https://jobs.opennash.com/) / [First Citizens Bank (NC)](https://jobs.opennash.com/companies/first-citizens-bank-nc/) / Compliance Officer - Electronic Communications Surveillance (Remote) ## Job description ### Overview This is a remote role that may be hired in several markets across the United States. The Compliance Officer serves as a senior individual contributor within Wealth Compliance, providing regulatory oversight of the Firm's electronic communications surveillance program. The role is responsible for reviewing and investigating escalated communications, assessing conduct and supervisory risk, supporting off-channel communications oversight, and partnering with business and compliance leaders to identify emerging risks and trends. The ideal candidate is an experienced broker-dealer and/or RIA compliance professional who possesses strong supervisory judgment, investigative skills, and the ability to independently evaluate complex communications and sales practice matters. ### Responsibilities & Qualifications Duties & Responsibilities: Electronic Communication Review Review and disposition escalated electronic communications identified through the Firm's surveillance program. Conduct deeper reviews into potentially inappropriate communications, sales practice concerns, conduct issues, and supervisory matters. Partner with field leaders, supervisory principals, and Compliance stakeholders to gather facts, assess risk, and determine appropriate resolution. Support oversight of off-channel communications submissions, including review of repatriated communications and identification of emerging risks and trends. Identify themes, control gaps, and supervisory concerns and escalate matters as appropriate. Assist with thematic reviews, branch inspection support, and other supervisory initiatives. Contribute to surveillance reporting, metrics, and management information. Support enhancement of surveillance lexicons, monitoring scenarios, procedures, and controls. Provide guidance regarding regulatory requirements applicable to electronic communications and supervision. ### Qualifications Bachelor's Degree and 5 years' experience OR High School Diploma or GED/Equivalent and 9 years' experience in Compliance, Legal, or Audit FINRA Series 24 license required 3-5+ years of broker-dealer and/or RIA compliance, supervision, or risk experience. Experience conducting investigations, supervisory reviews, or surveillance reviews. Working knowledge of FINRA communications and supervision requirements, including Rules 2210 and 3110. Strong analytical, organizational, and written communication skills. Ability to independently evaluate risk and exercise sound regulatory judgment. ### Preferred Qualifications Experience supporting electronic communications surveillance programs within a broker-dealer or dual registrant environment. Prior supervisory principal experience. Experience with Global Relay or similar communications surveillance platforms. Familiarity with off-channel communications governance and surveillance. Experience performing trend analysis, reporting, and risk assessments. Insurance Licensing/Life & Health experience. Additional Information This job posting is expected to remain active for 7 days from the initial posting date listed above. If it is necessary to extend this deadline, the posting will remain active as appropriate. Job postings may come down early due to business need or a high volume of applicants. The base pay for this position is generally between $115,000 and $130,000. Actual starting base pay will be determined based on skills, experience, location, and other non-discriminatory factors permitted by law. For some roles, total compensation may also include variable incentives, bonuses, benefits, and/or other awards as outlined in the offer of employment. Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a competitive, thoughtfully designed and quality benefits program to meet the needs of our associates. More information can be found at [https://jobs.firstcitizens.com/benefits](https://jobs.firstcitizens.com/benefits). ## At a glance - Posted by the employer: Oct 30, 2026 - First seen by OpenNash: Oct 31, 2026 - Last checked: Oct 31, 2026 - Listed for: 1 day - Location: Raleigh, North Carolina - Work arrangement: Remote - Employment type: Full-time[Apply on First Citizens Bank (NC)’s careers site →](https://external-firstcitizens.icims.com/jobs/36308/login) ## Hiring at First Citizens Bank (NC) - Open jobs: 413 - New in the last 7 days: After two weekly collections - Tracked since: Jul 10, 2026 [All First Citizens Bank (NC) jobs](https://jobs.opennash.com/companies/first-citizens-bank-nc/) · [Weekly hiring report](/reports/hiring/) ## More jobs at First Citizens Bank (NC) ### [2027 Summer Intern – Regulatory Reporting (Raleigh, NC)](https://jobs.opennash.com/companies/first-citizens-bank-nc/jobs/bb3b75788630fb1348f2/) Raleigh, North Carolina ### [Collections Specialist](https://jobs.opennash.com/companies/first-citizens-bank-nc/jobs/8060f2419084e26bcd20/) Raleigh, North Carolina ### [Senior Compliance Analyst - Electronic Communications Surveillance (Remote)](https://jobs.opennash.com/companies/first-citizens-bank-nc/jobs/970cbb12df6b0cd32c66/) Raleigh, North Carolina ### [2027 Summer Intern - AI Adoption (Raleigh, NC)](https://jobs.opennash.com/companies/first-citizens-bank-nc/jobs/8fbdd6d1b241bf9b0de8/) Raleigh, North Carolina ### [2027 Summer Intern - AI Innovation (Raleigh, NC)](https://jobs.opennash.com/companies/first-citizens-bank-nc/jobs/d01ffdd7eff2c36098a7/) Raleigh, North Carolina ## Similar jobs at other companies ### [Compliance Officer, Communications Trade Surveillance](https://jobs.opennash.com/companies/td-bank-group/jobs/8893c42dc422a9409a7a/) TD Bank Group · New York ### [Electronic Attack Electronic Warfare Systems Engineer](https://jobs.opennash.com/companies/bae-systems/jobs/df4951f8e679a648c5b6/) BAE Systems · Manchester, New Hampshire, United States ### [Compliance Officer – Swap Dealer Compliance Advisory](https://jobs.opennash.com/companies/societe-generale/jobs/65f238900c5239649a6f/) Société Générale · New York, United States ### [Electronic Asc](https://jobs.opennash.com/companies/lockheed-martin/jobs/2bf1f58c19d58039039f/) Lockheed Martin · Ocala, FL ### [Compliance Officer/Trust Officer](https://jobs.opennash.com/companies/ssc-technologies/jobs/cebc7659723ea13abd3a/) SS&C Technologies · Denver, CO OpenNash lists jobs from employers’ own careers sites and does not handle applications. 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