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East Money Information · 上海市, 中国

# 合规岗（非经纪业务）

上海市, 中国 

Listed on East Money Information ’s official careers site. Listed as of October 19, 2026. Check that it is still open and apply there.
[Apply on East Money Information ’s careers site →](https://app.mokahr.com/social-recruitment/eastmoney/57970#/job/905feea7-17f7-4b15-90c6-572f25d6a28f)

[OpenNash Jobs](https://jobs.opennash.com/) / [East Money Information ](https://jobs.opennash.com/companies/east-money-information/) / 合规岗（非经纪业务）

## Job description

### 该岗位为东方财富证券股份有限公司招聘 岗位职责
- 协助对公司总部非经纪业务条线提供合规支持，对相关内部制度、流程、重大决策、新产品和新业务方案进行合规审查；
- 根据监管机构及公司要求组织和落实非经纪业务条线日常合规检查工作，参与和配合外部监管的各项工作要求，跟踪和评估监管意见和监管要求的落实情况；
- 追踪非经纪业务条线所涉最新监管要求，组织或督导相关部门落实合规培训及修订和完善有关管理制度和业务流程；
- 为公司总部及各分支机构提供法务支持，协助处理公司风险事件并提供法律评估；
- 完成部门交办的其他工作。

### 任职要求
- 本科以上学历，取得证券从业资格证；
- 通过国家法律职业资格证者优先考虑；
- 有证券、金融、法律、会计、信息技术等相关领域工作经历的优先考虑；
- 具有良好的沟通协调、分析判断能力及风险防范意识。

## At a glance
- Posted by the employer: Not stated
- First seen by OpenNash: Oct 19, 2026
- Last checked: Oct 19, 2026
- Listed for: Under a day
- Location: 上海市, 中国[Apply on East Money Information ’s careers site →](https://app.mokahr.com/social-recruitment/eastmoney/57970#/job/905feea7-17f7-4b15-90c6-572f25d6a28f)

## More jobs at East Money Information 

### [C++服务端开发工程师（证券交易）](https://jobs.opennash.com/companies/east-money-information/jobs/0651eee2f0bf94264e0d/)

上海市, 中国

### [反洗钱岗](https://jobs.opennash.com/companies/east-money-information/jobs/869f52a64df589e172ba/)

上海市, 中国

### [司机（行政司机/商务司机）](https://jobs.opennash.com/companies/east-money-information/jobs/b1ccfdd5275651065091/)

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### [清算岗](https://jobs.opennash.com/companies/east-money-information/jobs/c69f19305992923cb28e/)

上海市, 中国

### [渠道销售（银行）](https://jobs.opennash.com/companies/east-money-information/jobs/9c6b5e0ad8a49f3e4175/)

上海市, 中国

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