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East Money Information · 西安市, 陕西, 中国

# 区域合规总监-西北

西安市, 陕西, 中国 

Listed on East Money Information ’s official careers site. Listed as of October 19, 2026. Check that it is still open and apply there.
[Apply on East Money Information ’s careers site →](https://app.mokahr.com/social-recruitment/eastmoney/57970#/job/43a18a45-d1bb-40a5-b9b2-f28d41e54a35)

[OpenNash Jobs](https://jobs.opennash.com/) / [East Money Information ](https://jobs.opennash.com/companies/east-money-information/) / 区域合规总监-西北

## Job description

### 任职资格
- 具有本科及以上学历,具有5年以上证券从业经验，取得证券从业资格；
- 熟悉证券法律法规及相关规定，具备业务合规管理的相关知识和能力；
- 工作责任心强，具有良好的沟通协调能力，综合分析能力，判断能力及风险防范意识。

### 工作职责
- 对深圳分公司辖区（广东、广西、海南）分支机构经营管理、员工执业行为的合规性进行定期、不定期监督检查；
- 对深圳分公司辖区（广东、广西、海南）分支机构反洗钱工作开展、落实情况进行检查；
- 对深圳分公司辖区（广东、广西、海南）分支机构开展的业务进行合规审查，并独立发表意见；
- 对深圳分公司辖区（广东、广西、海南）分支机构合规经理进行管理，包括人员招聘、调动、考核；
- 定期召开合规管理会议，对分支机构合规经理及其他员工进行合规教育及培训；
- 查找、分析、评估分支机构经营管理中的合规风险漏洞，及时向合规总监、法律合规部报告；
- 配合公司合规总监、法律合规部开展合规工作。

## At a glance
- Posted by the employer: Not stated
- First seen by OpenNash: Oct 19, 2026
- Last checked: Oct 19, 2026
- Listed for: Under a day
- Location: 西安市, 陕西, 中国[Apply on East Money Information ’s careers site →](https://app.mokahr.com/social-recruitment/eastmoney/57970#/job/43a18a45-d1bb-40a5-b9b2-f28d41e54a35)

## More jobs at East Money Information 

### [AI Agent 架构师（证券业务）](https://jobs.opennash.com/companies/east-money-information/jobs/fc566e9856cfc0ca80d7/)

上海市, 中国

### [AI产品经理](https://jobs.opennash.com/companies/east-money-information/jobs/bfc9e2f154863639c173/)

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### [AI应用工程师（证券）](https://jobs.opennash.com/companies/east-money-information/jobs/22aa10a7a154b27d0cc4/)

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### [C++服务端开发工程师（证券交易）](https://jobs.opennash.com/companies/east-money-information/jobs/0651eee2f0bf94264e0d/)

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### [HRBP](https://jobs.opennash.com/companies/east-money-information/jobs/7cd7efc2bbe2fda8d78c/)

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Dates come from the employer where stated; “first seen” and “last checked” are our own observations.

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