[Skip to main content](#main-content) [OpenNash Jobs](https://jobs.opennash.com/) [Hiring report](/reports/hiring/) · [All DBS jobs](https://jobs.opennash.com/companies/dbs/) · [Search jobs](/search/) DBS · One Island East # Compliance & Controls Officer, Equity Capital Markets Hong Kong One Island East Legal & Compliance Listed on DBS’s official careers site. Listed as of October 18, 2026. Check that it is still open and apply there. [Apply on DBS’s careers site →](https://dbs.wd3.myworkdayjobs.com/DBS_Careers/job/One-Island-East/Compliance---Controls-Officer--Equity-Capital-Markets-Hong-Kong_WD83100) [OpenNash Jobs](https://jobs.opennash.com/) / [DBS](https://jobs.opennash.com/companies/dbs/) / Compliance & Controls Officer, Equity Capital Markets Hong Kong ## Job description Business Function DBS is a top equity house and a market leader in REITs and property trusts in the region. The Equity Capital Markets Group provides equity funding solutions to our corporate clients in the region, and acts as an intermediary between issuers and our investing clients. We advise and sponsor our clients in their equity fund-raising exercises in connection with their listing ambitions on regional stock exchanges. We help our clients to raise equity funds through primary offering and/or secondary offering of shares and REITs, as well as pre-IPO platform. ### Responsibilities Collaborate with Central Compliance to provide timely and practical compliance advice Keep teammates informed of all regulatory updates from regulators e.g. Securities & Futures Commission (SFC), The Stock Exchange of Hong Kong Limited (SEHK), Hong Kong Futures Exchange Limited (HKFE) etc and work closely with Central Compliance to provide practical advice to ensure ongoing compliance Work closely with relevant BUs and other DBS Group compliance teams to establish and implement appropriate compliance policies and procedures Develop and implement compliance monitoring review program covering all key regulatory risks and be able to make constructive suggestions to improve the internal control framework Assess BU’s compliance training needs and develop, review and conduct trainings that suit business needs Act as the main conduit/interface and foster good relations between BUs and various regulatory authorities Licensing and coordination and filing of all registrations and notifications with regulatory bodies including filing annual returns Internal compliance monitoring: Grey/blackout lists, Data leakage, CPT fulfillment, deal document filing, authorized signatories, Business Contingency Plan etc Controls and Operational Risk monitoring, review and reporting. ### Includes RCSA, Internal - Audit reviews, attending compliance/risk committees etc - Work closely with Singapore Capital Markets to ensure alignment on compliance, policies and procedures etc - Provide coverage on accounting and financial processes including capital monitoring, invoicing, expenses The role is part of the Equity Capital Markets Hong Kong COO team and requires collaboration across the Global Financial Markets COO teams Requirements Degree holder in discipline related to Accounting, Finance, Business Administration or Law 5 – 8 years of experience in compliance / legal or audit in Hong Kong financial institutions, SFC licensed corporation preferred; or a local or overseas banking or relevant financial supervisory body; or a professional legal or audit / accountancy firm with banking or financial services compliance / regulatory advisory experience Good exposure on regulatory dealing a must Good team player Have the ability and experience in driving change Location: The Center Job: COO Office/Business Mgt & Support Schedule: Regular Employee Status: Full time ## At a glance - Posted by the employer: Not stated - First seen by OpenNash: Jul 16, 2026 - Last checked: Oct 18, 2026 - Listed for: 94 days - Location: One Island East[Apply on DBS’s careers site →](https://dbs.wd3.myworkdayjobs.com/DBS_Careers/job/One-Island-East/Compliance---Controls-Officer--Equity-Capital-Markets-Hong-Kong_WD83100) ## More jobs at DBS ### [, Home Advice Specialist, Consumer Banking](https://jobs.opennash.com/companies/dbs/jobs/1d1a47aee6c2d2074b38/) One Island East ### [2026 PBTPC Winter Intern](https://jobs.opennash.com/companies/dbs/jobs/2a2ff86750f5edf61564/) One Island East ### [ALYST, Specialist, Know Your Customer, Consumer Banking, Consumer Banking Group](https://jobs.opennash.com/companies/dbs/jobs/f9d5aef02a33feb521c4/) One Island East ### [ALYST, Specialist, Know Your Customer, SME Banking](https://jobs.opennash.com/companies/dbs/jobs/d66a3939eeff0d6ae51a/) One Island East ### [AVP / Senior Associate, New Products (NPA) & Projects, COO Office HK, Global Financial Markets](https://jobs.opennash.com/companies/dbs/jobs/e7a59b43fd1147d516ad/) One Island East ## Similar jobs at other companies ### [Officer, Equity Settlement](https://jobs.opennash.com/companies/citigroup/jobs/7f3ae4f07d45d51464b8/) Citigroup · Singapore Singapore ### [Officer - HR Equity Compensation Intermediate Analyst, Philippines (Hybrid)](https://jobs.opennash.com/companies/citigroup/jobs/c36e43d89f6d166f4c7c/) Citigroup · Taguig Philippines ### [Compliance:Compliance Officer- Consumer Business](https://jobs.opennash.com/companies/axis-bank/jobs/7ad31be4ed2bf5779c9c/) Axis Bank · Mumbai ### [Compliance Officer](https://jobs.opennash.com/companies/ageas/jobs/50fb7dd2b15d791b85f5/) Ageas OpenNash lists jobs from employers’ own careers sites and does not handle applications. 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