[Skip to main content](#main-content) [OpenNash Jobs](https://jobs.opennash.com/) [Hiring report](/reports/hiring/) · [All Citizens Financial Group jobs](https://jobs.opennash.com/companies/citizens-financial-group/) · [Search jobs](/search/) Citizens Financial Group · Johnston, RI # CSI Principal Control Professional - Johnston, RI or Charlotte, NC Johnston, RI, United States Senior individual contributor Finance & Accounting Listed on Citizens Financial Group’s official careers site. Posted September 14, 2026. Check that it is still open and apply there. [Apply on Citizens Financial Group’s careers site →](https://hcgn.fa.us2.oraclecloud.com/hcmUI/CandidateExperience/en/sites/CX_1/job/45425) [OpenNash Jobs](https://jobs.opennash.com/) / [Citizens Financial Group](https://jobs.opennash.com/companies/citizens-financial-group/) / CSI Principal Control Professional - Johnston, RI or Charlotte, NC ## Job description The Principal Control Analyst is responsible for conducting supervisory reviews of submitted investment / insurance business and responsible for executing final principal determination for the submitted business on behalf of the firm. Additionally, incumbents in this role work independently, and receive minimal guidance. Lastly, they will use best practices and knowledge of internal or external business issues to improve products or services. Primary responsibilities include The incumbent is responsible for risk assessment and control framework, which includes conducting risk assessments to identify potential operational, regulatory, and compliance risks within the wealth management division. Additionally, the incumbent is responsible for compliance and regulatory oversight, control testing and monitoring, and training and awareness. Lastly, the Principal Control Professional is responsible for incident management and investigation. Qualifications, Education, Certifications, and/or Other Professional Credentials ### Required Qualifications FINRA licenses – Series 7 & 63 & either Series 24 or Series 9/10 (but if you do not have the 24, you will be required to get it within 6 months of starting). 3+ years prior back-office Wealth Management Operations or Wealth Contact Center experience Positive and customer-focused mindset Proven ability to successfully have strong active listening and problem-solving skills, positive attitude and demonstrated success when interacting with customers; internal teams; and other colleagues. Demonstrated strong interpersonal, verbal, and written communication skills. Success proven ability to be successful and adapt to a fast-paced, multi-dimensional work environment using strong time management skills. Possesses detailed and goal oriented professional approach with an interest in Wealth Management and/or Investment business line. Demonstrate broad knowledge of securities and investment products and ability to assess risk – such as alternative investments, options, annuities, equities, bonds/fixed income products, and insurance. Strong skills in system utilization and processing for the securities industry and business software programs (Excel, SharePoint, OneDrive, Salesforce, Wealthscape) Completed high school degree or GED equivalent. ### Preferred Qualifications FINRA license – Series 4, 53, 65 and/or 66 - 3+ years of compliance supervision Past proven successful leadership and/or supervisory experience Completed associates and/or bachelors college degree - Proven record of consistent employment and long-term tenure Hours & Work Schedule M-F: 8:00 AM ET - 5:00 PM ET - 100% in office until fully trained then potential hybrid 4 days in office 1 day work from home ## At a glance - Posted by the employer: Sep 14, 2026 - First seen by OpenNash: Oct 10, 2026 - Last checked: Oct 18, 2026 - Listed for: 34 days - Location: Johnston, RI, United States[Apply on Citizens Financial Group’s careers site →](https://hcgn.fa.us2.oraclecloud.com/hcmUI/CandidateExperience/en/sites/CX_1/job/45425) ## More jobs at Citizens Financial Group ### [Asset and Liability Sr. Analyst - QRM Specialist](https://jobs.opennash.com/companies/citizens-financial-group/jobs/2901770969ba20cb3b3a/) Johnston, RI, United States ### [Coll & Default Strat Sr Prof](https://jobs.opennash.com/companies/citizens-financial-group/jobs/5d7585a9fb3c726bd005/) Johnston, RI, United States ### [Collections & Recovery Complaints Analyst](https://jobs.opennash.com/companies/citizens-financial-group/jobs/36c542e0604c162db7b4/) Johnston, RI, United States ### [Finance Director - Credit Card & Unsecured Lending](https://jobs.opennash.com/companies/citizens-financial-group/jobs/a4f5f036abbdb11031fe/) Johnston, RI, United States ### [Intraday & Real-Time Analyst - 2nd Shift](https://jobs.opennash.com/companies/citizens-financial-group/jobs/ff99d5a1ed16aa33d0b5/) Johnston, RI, United States ## Similar jobs at other companies ### [Principal Program Manager - Migrations | Professional Services | Snowflake Careers](https://jobs.opennash.com/companies/snowflake/jobs/689d7ed5634d4d0b399d/) Snowflake · Menlo Park, California, United States ### [Principal Professional Services Sales Executive, AWS Professional Services Healthcare and Life Sciences](https://jobs.opennash.com/companies/amazon/jobs/3a0f822e91274b33e002/) Amazon · US, NY, New York ### [Principal/Sr. Principal Program Cost Control Analyst](https://jobs.opennash.com/companies/northrop-grumman/jobs/7294c2387a9122fb5449/) Northrop Grumman · United States-California-Northridge ### [Principal Pharmacy Professional Practice, Compounding](https://jobs.opennash.com/companies/brightspring-health-services/jobs/d9a5a67b8a27e1c0c986/) BrightSpring Health Services · LOUISVILLE, Kentucky ### [Principal / Sr Principal Engineer - Control Account Manager](https://jobs.opennash.com/companies/northrop-grumman/jobs/220bb1b5fbf99e1f831b/) Northrop Grumman · United States-California-San Diego OpenNash lists jobs from employers’ own careers sites and does not handle applications. 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