[Skip to main content](#main-content) [ OpenNash ](https://opennash.com/) / [Jobs](https://jobs.opennash.com/) [ 01 Search jobs](https://jobs.opennash.com/search/)[ 02 Companies](https://jobs.opennash.com/explore/)[ 03 Hiring report](https://jobs.opennash.com/reports/hiring/)[ 04 AI assistants](https://jobs.opennash.com/connect/)[ 05 How it works](https://jobs.opennash.com/methodology/) Charles Schwab · Lone Tree, CO # Senior Specialist, IT Audits and SOX Compliance Lone Tree, Colorado, United States Full-time Senior individual contributor {'@type': 'MonetaryAmount', 'currency': 'USD', 'value': {'@type': 'QuantitativeValue', 'minValue': 29.28, 'maxValue': 55.29, 'unitText': 'HOUR'}} IT & Infrastructure Listed on Charles Schwab’s official careers site. Posted November 4, 2026. Check that it is still open and apply there. [Apply on Charles Schwab’s careers site →](https://www.schwabjobs.com/job/lone-tree/senior-specialist-it-audits-and-sox-compliance/33727/102870481440) [OpenNash Jobs](https://jobs.opennash.com/) / [Charles Schwab](https://jobs.opennash.com/companies/charles-schwab/) / Senior Specialist, IT Audits and SOX Compliance ## Job description Your opportunity At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together. The Sarbanes-Oxley Compliance Office (SCO) performs risk assessment, scoping, testing, concluding, and results reporting for the annual assessments of management’s Internal - Control over Financial Reporting (ICFR) for SOX and FDICIA, and for the annual assessment of management’s Internal - Control over Compliance (ICOC) for SEA Rule 17a-5. The SCO supports Schwab’s mission by assessing controls addressing the completeness and accuracy of Schwab’s financial reporting, and Schwab’s financial reporting is used to secure capital so the company can meet the needs of our clients. In addition, the SCO assesses ICOC addressing the protection of client assets, which gives clients comfort to invest their assets with Schwab. The SCO is looking for a Senior Specialist to support the Information Technology (IT) portions of the ICFR and ICOC assessments. This Senior Specialist will be responsible for the portions of the assessments that they are assigned to prepare, and this position reports to a Senior Team Manager, IT Audits and SOX Compliance. This position is located in Lone Tree, Colorado, and candidates must be within commuting distance of the Schwab location within a reasonable period after starting in the role to enable participation in Schwab’s Hybrid Work and Flexibility Program. What you have - Bachelor’s degree in Accounting, Internal Audit, Information Systems, or Information Technology required Two or more years of related work experience in IT controls-based testing required with SOX and Big 4 public accounting experience preferred - Knowledge of SOX requirements or the Financial Responsibility Rule requirements What you'll do: Gain exposure to broker-dealer, bank, and corporate processes through robust risk assessments, varied ongoing control testing, and unique project assessments - Contribute to a risk-based approach for the IT portions of Schwab’s annual ICFR and ICOC assessments by seeking and applying understanding of Schwab’s risks and controls - Collaborate with management, Schwab’s external auditor, and other Schwab testing programs to enhance Schwab’s control environment Self-manage and lead the preparation of assigned assessment portions, including documenting high-quality work in accordance with team policies, standards, and procedures - Encourage and participate in a high performing, engaged, and positive team environment - Grow your career on a supportive team that holds weekly supervisor one-on-ones, regular skip-level one-on-ones, and triannual formal feedback conversations - Improve and innovate the SCO’s assessment and operational approaches, including the use of artificial intelligence, automation, and data visualization tools In addition to the salary range, this role is also eligible for bonus or incentive opportunities. What’s in it for you At Schwab, you’re empowered to shape your future. We champion your growth through meaningful work, continuous learning, and a culture of trust and collaboration—so you can build the skills to make a lasting impact. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis. We offer a competitive benefits package that takes care of the whole you – both today and in the future: 401(k) with company match and Employee stock purchase plan Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions Paid parental leave and family building benefits Tuition reimbursement Health, dental, and vision insurance ## At a glance - Posted by the employer: Nov 4, 2026 - First seen by OpenNash: Nov 8, 2026 - Last checked: Nov 8, 2026 - Listed for: 4 days - Location: Lone Tree, Colorado, United States - Employment type: Full-time - Pay: {'@type': 'MonetaryAmount', 'currency': 'USD', 'value': {'@type': 'QuantitativeValue', 'minValue': 29.28, 'maxValue': 55.29, 'unitText': 'HOUR'}}[Apply on Charles Schwab’s careers site →](https://www.schwabjobs.com/job/lone-tree/senior-specialist-it-audits-and-sox-compliance/33727/102870481440) ## Hiring at Charles Schwab - Open jobs: 346 - New in the last 7 days: After two weekly collections - Tracked since: Jul 10, 2026 [All Charles Schwab jobs](https://jobs.opennash.com/companies/charles-schwab/) · [Weekly hiring report](/reports/hiring/) ## More jobs at Charles Schwab ### [Manager, IT Audits and SOX Compliance](https://jobs.opennash.com/companies/charles-schwab/jobs/b569a6024da7a89a71e1/) Lone Tree, Colorado, United States ### [Advisor Services Workflow Operations Associate](https://jobs.opennash.com/companies/charles-schwab/jobs/cc7793c1ea2e2caae0f3/) Lone Tree, Colorado, United States ### [Customer Service - Bank](https://jobs.opennash.com/companies/charles-schwab/jobs/8a9139fc8c1077bf2601/) Lone Tree, Colorado, United States ### [Facility Coordinator (Lone Tree, CO)](https://jobs.opennash.com/companies/charles-schwab/jobs/ab9ab0ee10aaac851c8c/) Lone Tree, Colorado, United States ### [Financial Consultant - Financial Solutions Branch - Lone Tree, CO](https://jobs.opennash.com/companies/charles-schwab/jobs/7bb045d8a9690c35c903/) Lone Tree, Colorado, United States ## Similar jobs at other companies ### [Sr Analyst, Global Trade Compliance – Audits & Valuation](https://jobs.opennash.com/companies/cardinal-health/jobs/22a1a52a8972d484c4e5/) Cardinal Health · International ### [Associate Manager, IT SOX & Audits](https://jobs.opennash.com/companies/biogen-idec/jobs/5f5532ef6d66345b3652/) Biogen · Cambridge, MA ### [Manager, SOX Compliance](https://jobs.opennash.com/companies/meta-platforms/jobs/a86b5ff700db6be743a0/) Meta Platforms · Menlo Park, CA ### [IT SOX Compliance Staff](https://jobs.opennash.com/companies/echostar/jobs/f290fe12765daa26a69b/) Echostar · Englewood, Colorado ### [Senior SOX Compliance Analyst](https://jobs.opennash.com/companies/linde/jobs/c30136a27abf75f1884f/) Linde · Clearwater, FL, US OpenNash lists jobs from employers’ own careers sites and does not handle applications. Dates come from the employer where stated; “first seen” and “last checked” are our own observations. [ OpenNash ](https://opennash.com/) AI-native services firm that builds custom software and 24/7 AI agents. OpenNash Jobs is an OpenNash Applied AI project. [Book time with OpenNash](https://calendly.com/opennash/new-meeting?hide_gdpr_banner=1) Jobs - [Search jobs](https://jobs.opennash.com/search/) - [Companies](https://jobs.opennash.com/explore/) - [Hiring report](https://jobs.opennash.com/reports/hiring/) - [AI assistants](https://jobs.opennash.com/connect/) - [How it works](https://jobs.opennash.com/methodology/) OpenNash - [opennash.com](https://opennash.com/) - [Services](https://opennash.com/ai-agent-consulting/) - [OpenNash CX](https://opennash.com/cx/) - [AI Tools](https://opennash.com/ai-tools/) - [Blog](https://opennash.com/blog/) - [About](https://opennash.com/about/) Contact - [hello@opennash.com](mailto:hello@opennash.com) - [LinkedIn](https://www.linkedin.com/company/opennash) - [Support](https://jobs.opennash.com/support/) - [Privacy](https://jobs.opennash.com/privacy/) - [Terms](https://jobs.opennash.com/terms/) © 2026 OpenNash, Inc. Company names and public job postings belong to their respective owners. Employers control source availability and application decisions.