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Cathay Financial · 臺北市 大安區

# 法遵暨法務人員 Legal & Compliance Business Partner (國際金融處)

臺北市 大安區 Legal & Compliance 

Listed on Cathay Financial’s official careers site. Listed as of October 19, 2026. Check that it is still open and apply there.
[Apply on Cathay Financial’s careers site →](https://recruit.cathayholdings.com/iMatch/job/info/I00026927)

[OpenNash Jobs](https://jobs.opennash.com/) / [Cathay Financial](https://jobs.opennash.com/companies/cathay-financial/) / 法遵暨法務人員 Legal & Compliance Business Partner (國際金融處)

## Job description

職務定位 協助通路處理法律與法遵諮詢，參與業務專案及流程改善，將相關規範轉化為清楚、可操作的執行方式，支持業務穩健發展。 工作內容
- 承接通路法律與法遵諮詢，蒐集案件事實、查找相關規範，提出初步分析，並協助疑義確認及回覆。
- 參與商品、服務及流程調整專案，協助檢視相關文件、辨識作業風險，整理控制需求及待確認事項。
- 配合法規及內規異動，協助評估通路影響，修訂作業流程、檢核表及常見問答。
- 追蹤法遵議題、專案待辦及改善措施，協調相關單位完成執行。
- 彙整諮詢案例與常見缺失，維護通路法遵知識資料，協助製作教育訓練教材。 必要條件
- 法律相關科系學士以上，具法律研究、法規判讀及法律文件撰寫能力。
- 具2年以上金融業法務、法遵，或大型律師事務所非訟業務經驗。
- 能整理案件事實、辨識法律爭點，提出初步分析並追蹤後續處理。
- 具良好溝通及協作能力，能以清楚易懂的方式向業務同仁說明法律要求。
- 對證券、財富管理及金融商品業務具興趣，願意學習業務流程與實務運作。 特別歡迎大型律師事務所非訟律師或金融業法遵/法務人才轉任，將法律專業延伸至金融業務諮詢與專案實務。

### 面試流程簡單高效

1. 線上投遞履歷 請至 104人力銀行 搜尋此職缺並投遞履歷。 2. 資格審核 符合資格的候選人將收到邀請，至【國泰證券招募官網】([https://recruit.cathayholdings.com/](https://recruit.cathayholdings.com/)) 完成履歷登錄。

## At a glance
- Posted by the employer: Not stated
- First seen by OpenNash: Oct 19, 2026
- Last checked: Oct 19, 2026
- Listed for: Under a day
- Location: 臺北市 大安區[Apply on Cathay Financial’s careers site →](https://recruit.cathayholdings.com/iMatch/job/info/I00026927)

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